ロイズ・バンキング・グループ・ピーエルシー 外国会社臨時報告書
| 提出書類 | 外国会社臨時報告書 異動 |
|---|---|
| 提出日 | |
| 提出者 | ロイズ・バンキング・グループ・ピーエルシー |
| カテゴリ | 外国会社臨時報告書 |
EDINET提出書類
ロイズ・バンキング・グループ・ピーエルシー(E32868)
外国会社臨時報告書
【表紙】
【提出書類】 外国会社臨時報告書
【提出先】 関東財務局長
【提出日】 令和３年５月 28 日
【会社名】 ロイズ・バンキング・グループ・ピーエルシー
(Lloyds Banking Group plc)
【代表者の役職氏名】 グループ・キャピタル・マネジメント・アンド・
イシュアンス・ディレクター
リチャード・シュリンプトン
(Richard Shrimpton, Group Capital Management and Issuance
Director )
【本店の所在の場所】 連合王国 EH1 1YZ エディンバラ市ザ・マウンド
(The Mound, Edinburgh EH1 1YZ, UK)
【代理人の氏名又は名称】 弁護士 神 田 英 一
【代理人の住所又は所在地】 東京都千代田区丸の内１丁目１番１号パレスビル３階
クリフォードチャンス法律事務所外国法共同事業
【電話番号】 03-6632-6600
弁護士 芦 澤 千 尋
【事務連絡者氏名】
弁護士 後 藤 知 喜
【連絡場所】 東京都千代田区丸の内１丁目１番１号パレスビル３階
クリフォードチャンス法律事務所外国法共同事業
【電話番号】 03-6632-6600
【縦覧に供する場所】 該当なし
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EDINET提出書類
ロイズ・バンキング・グループ・ピーエルシー(E32868)
外国会社臨時報告書
１【提出理由】
ロイズ・バンキング・グループ・ピーエルシー（以下「 LBG 」または「 Company 」という。）のチーフ・エグ
ゼクティブ・オフィサー（以下「 Representative 」という。）および 監査人 の異動があったため、金融商品
取引法第 24 条の５第４項および第 15 項ならびに企業内容等の開示に関する内閣府令第 19 条第２項第９号およ
び第９号の４の規定に基づき、本外国会社臨時報告書を提出する。
２【報告内容】
Change in the Representative
(1) Retired Representative
Name Title
Date of Birth Date of Change Number of Shares
Owned
António Horta- Group Chief January 1964 30 April 2021 23,271,908
Osório
Executive and ordinary shares of
Director
10p each as of 31
December 2020
(2) Newly-appointed Representative
Name Title
Date of Date of Number of Principal Brief Personal History
Birth Change
Shares
Owned
William Acting July 1968 30 April 3,454,344 Skills, experience, and
Chalmers 2021 contribution:
Group ordinary
Chief shares of
Significant board level strategic
Executive 10p each as
and financial leadership
and Chief of 31
experience .
Financial December
Strategic planning and
Officer 2020
development, mergers and
acquisitions, equity and debt
capital structuring and risk
management.
William has worked in financial
services for over 25 years, and
previously held a number of
senior roles at Morgan Stanley,
including Co-Head of the Global
Financial Institutions Group and
Head of EMEA Financial
Institutions Group. Before
joining Morgan Stanley, William
worked for JP Morgan, again in
the Financial Institutions Group.
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EDINET提出書類
ロイズ・バンキング・グループ・ピーエルシー(E32868)
外国会社臨時報告書
Change in the auditor
(1) Name of the Auditor to be changed
(i) Name of the retiring Auditor
PricewaterhouseCoopers LLP ('PwC')
(ii) Name of the new Auditor
Deloitte LLP
(2 ) Date of change
26 April 2021
(3) Date when the retiring Auditor was appointed as an auditor for the Company most recently
The retiring Auditor was appointed as an auditor for the Company in 1995. The date of the appointment could not
be specified.
(4) Special notes regarding the opinion, etc. in the audit reports, etc. issued by the retiring Auditor for the past 3 years
before the retirement
N/A
(5) Reason and background for the decision or process regarding the change of the Auditor
PwC was the auditor of the Company and its subsidiary and associated undertakings (including the members of
Lloyds Bank Group) (the "Group ") from 1995, and in accordance with legal and regulatory requirements, resigned
as auditor following completion of the audit for the year ended 31 December 2020.
A number of firms were invited by the Audit Committee (the "Committee ") to tender for the external audit
mandate. LBG's former auditor, PwC, did not participate. The process, overseen in the first instance by a Selection
Committee comprised of members of the Committee, involved representatives meeting with senior management
from across the Group. After careful consideration by the Committee, a recommendation was made to the Board
for the appointment of Deloitte LLP, which the Board accepted. At the 2021 Annual General Meeing, Deloitte LLP
was approved by the shareholders and therefore was appointed as external auditor in place of PwC, with effect
from the year ending December 2021.
(6) Comments from the retiring Auditor on the statements of the audit reports, etc. regarding the reason and background
mentioned in (5) above
N/A
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