アメリカン・エキスプレス・カンパニー 外国会社訂正報告書
| 提出書類 | 外国会社訂正報告書 |
|---|---|
| 提出日 | |
| 提出者 | アメリカン・エキスプレス・カンパニー |
| カテゴリ | 外国会社訂正報告書 |
EDINET提出書類
アメリカン・エキスプレス・カンパニー(E05753)
外国会社訂正報告書
【表紙】
【提出書類】 外国会社報告書の訂正報告書
【提出先】 関東財務局長
【提出日】 令和３年５月18日
【事業年度】 自 2020年１月１日 至 2020年12月31日
【会社名】 アメリカン・エキスプレス・カンパニー
(American Express Company)
【代表者の役職氏名】 取締役会会長兼最高経営責任者
(Chairman of the Board and Chief Executive Officer)
ステファン・Ｊ・スケーリ
(Stephen J. Squeri)
【本店の所在の場所】 アメリカ合衆国 10285 ニューヨーク州ニューヨーク市
ベシー・ストリート 200 ワールド・ファイナンシャル・
センター
(World Financial Center, 200 Vesey Street, New York,
New York 10285, U.S.A.)
【代理人の氏名又は名称】 弁護士 北 澤 正 明
【代理人の住所又は所在地】 東京都千代田区大手町一丁目１番１号 大手町パークビル
ディング
アンダーソン・毛利・友常法律事務所外国法共同事業
【事務連絡者氏名】 弁護士 阿 井 崇 宏
同 岩 永 航
【連絡場所】 東京都千代田区大手町一丁目１番１号 大手町パークビル
ディング
アンダーソン・毛利・友常法律事務所外国法共同事業
【電話番号】 (03)6775－1000
【縦覧に供する場所】 該当なし
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EDINET提出書類
アメリカン・エキスプレス・カンパニー(E05753)
外国会社訂正報告書
１ 【外国会社報告書の訂正理由】
令和２年４月30日に関東財務局長に提出したアメリカン・エキスプレス・カンパニーの外国会社報告書
の記載に誤りがありましたので、本書により訂正いたします。
２【訂正の内容】
下線部 は訂正部分を示します。
［提出書類］外国会社報告書の補足書類（２）
（訂正前）
V.3-(2) Directors and Officers
記載なし
（後略）
（訂正後）
V.3-(2) Directors and Officers
The number of male directors and officers is 17 and the number of female directors and officers is 11, and the ratio of the
number of female directors and officers to all directors and officers is 39%.
Set forth below, in alphabetical order, is a list of our directors and officers as of April 28, 2021, including each director
or officer’s principal occupation and employment during the past five years and reflecting recent organizational changes.
None of our directors and officers has any family relationship with any other director or officer, and none of our
directors and officers became a director or officer pursuant to any arrangement or understanding with any other person.
Each director or officer has been elected to serve until the next annual election of directors or officers or until his or her
successor is elected and qualified. Each director or officer’s age is indicated by the number in parentheses next to his or
her name.
THOMAS J. BALTIMORE -
Date of birth: August 23, 1963
Shares held: 324 shares Member of the Board of Directors of the Company since 2021
Mr. Baltimore (57) has been Chairman of the Board and Chief Executive Officer of Park Hotels & Resorts, Inc. since 2016.
Prior thereto, he was President and Chief Executive Officer of RLJ Lodging Trust.
CHARLENE BARSHEFSKY -
Date of birth: August 11, 1950
Shares held: 20,134 shares Member of the Board of Directors of the Company since 2001
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アメリカン・エキスプレス・カンパニー(E05753)
外国会社訂正報告書
Ms. Barshefsky (70) has been Senior International Partner at WilmerHale, an international law firm, since 2001.
JOHN J. BRENNAN -
Date of birth: July 29, 1954
Shares held: 4,000 shares Member of the Board of Directors of the Company since 2017
Mr. Brennan (66) has been Chairman Emeritus and Senior Advisor of The Vanguard Group, Inc. since 2010.
DOUGLAS E. BUCKMINSTER -
Date of birth: August 10, 1960
Vice Chairman and Group President, Global Consumer Services
Shares held: 81,859 shares Group
Mr. Buckminster (60) has been Vice Chairman since April 2021 and Group President, Global Consumer Services Group
since February 2018. Prior thereto, he had been President, Global Consumer Services Group since October 2015.
JEFFREY C. CAMPBELL -
Date of birth: July 16, 1960
Shares held: 85,995 shares Vice Chairman and Chief Financial Officer
Mr. Campbell (60) has been Vice Chairman since April 2021 and Chief Financial Officer since August 2013.
PETER CHERNIN -
Date of birth: May 29, 1951
Shares held: 18,300 shares Member of the Board of Directors of the Company since 2006
Mr. Chernin (69) has been the Founder and Chief Executive Officer of Chernin Entertainment, LLC, a film and television
production company, since 2009.
RALPH DE LA VEGA -
Date of birth: October 18, 1951
Shares held: 0 shares Member of the Board of Directors of the Company since 2016
Mr. de la Vega (69) is Chairman of the De la Vega Group since 2017. Prior thereto, he was Vice Chairman of AT&T Inc.
and Chief Executive Officer of Business Solutions and International, AT&T Inc. from February 2016 to December 2016
MARC D. GORDON -
Date of birth: October 8, 1960
Shares held: 31,024 shares Chief Information Officer
Mr. Gordon (60) has been Chief Information Officer since September 2012.
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アメリカン・エキスプレス・カンパニー(E05753)
外国会社訂正報告書
MONIQUE HERENA - Chief Colleague Experience Officer
Date of birth: February 22, 1971
Shares held: 17,539 shares
Ms. Herena (50) has been Chief Colleague Experience Officer since April 2019. Ms. Herena joined American Express from
BNY Mellon, where she served as the Chief Human Resources Officer and Senior Executive Vice President, Human
Resources, Marketing and Communications since 2014.
RAYMOND JOABAR - Group President, Global Merchant and Network Services
Date of birth: September 12, 1965
Shares held: 15,209 shares
Mr. Joabar (55) has been Group President, Global Merchant and Network Services since April 2021. Prior thereto, he was
Chief Risk Officer and President, Global Risk & Compliance from September 2019 to April 2021. Prior thereto, he had
been President of International Consumer Services and Global Travel and Lifestyle Services from February 2018 to
September 2019. He also served as Executive Vice President, Global Servicing Network from February 2016 to February
2018 and Executive Vice President, World Service from November 2015 to February 2016.
ANNE LAUVERGEON -
Date of birth: August 2, 1959
Member of the Board of Directors since 2013 (retired from the
Shares held: 0 shares Board on May 4, 2021)
Ms. Lauvergeon (61) has been Chairman and Chief Executive Officer of A.L.P., a private French advisory company since
2014.
MICHAEL O. LEAVITT -
Date of birth: February 11, 1951
Shares held: 0 shares Member of the Board of Directors of the Company since 2015
Mr. Leavitt (70) has been Founder and Chairman of Leavitt Partners, LLC, a health care consulting firm, since 2009, and
Chairman of Leavitt Equity Partners, a private equity fund, since 2014.
THEODOREJ. LEONSIS -
Date of birth: January 8, 1956
Shares held: 4,005 shares Member of the Board of Directors since 2010
Mr. Leonsis (65) has been Founder, Chairman and Chief Executive Officer of Monumental Sports & Entertainment, LLC, a
sports, entertainment, media and technology company, since 2009.
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アメリカン・エキスプレス・カンパニー(E05753)
外国会社訂正報告書
ANNA MARRS -
Date of birth: May 3, 1973
Group President, Global Commercial Services and Credit and
Shares held: 0 shares Fraud Risk
Ms. Marrs (47) has been Group President, Global Commercial Services and Credit and Fraud Risk since April 2021. Prior
thereto she had been President, Global Commercial Services from September 2018 to April 2021. Ms. Marrs joined
American Express from Standard Chartered Bank, where she served as Regional CEO, ASEAN and South Asia since
November 2016 and CEO, Commercial and Private Banking since October 2015.
DAVID NIGRO -
Date of birth: April 24, 1961
Shares held: 12,278 shares
Mr. Nigro (60) has been Chief Risk Officer since April 2021. Prior thereto, he had been Executive Vice President and Chief
Credit Officer, Global Consumer Services since September 2019 and Senior Vice President and Chief Credit Officer for the
U.S. Consumer Services business since December 2013.
KAREN L. PARKHILL -
Date of birth: September 9, 1965
Shares held: 37 shares Member of the Board of Directors of the Company since 2020
Ms. Parkhill (56) has been Executive Vice President and Chief Financial Officer of Medtronic, Inc. since 2016.
CHARLES E. PHILLIPS -
Date of birth: June 10, 1959
Shares held: 0 shares Member of the Board of Directors of the Company since 2020
Mr. Phillips (61) has been Managing Partner and Co-Founder of Recognize, a technology private equity firm, since 2019.
Prior thereto, he was Chief Executive Officer of Infor, Inc., an enterprise software application provider, from 2010 to 2019.
DENISE PICKETT -
Date of birth: June 25, 1965
Shares held: 19,494 shares President, Global Services Group
Ms. Pickett (55) has been President, Global Services Group since September 2019. Prior thereto, she had been Chief Risk
Officer and President, Global Risk, Banking & Compliance since February 2018 and President, U.S. Consumer Services
since October 2015.
LYNN A. PIKE
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アメリカン・エキスプレス・カンパニー(E05753)
外国会社訂正報告書
Date of birth: September 11, 1956
Shares held: 1,065 shares Member of the Board of Directors of the Company since 2020
Ms. Pike (64) has been Former President of Capital One Bank and a former member of the Capital One Financial
Corporation Executive Committee since 2011.
ELIZABETH RUTLEDGE -
Date of birth: September 26, 1961
Shares held: 2,068 shares Chief Marketing Officer
Ms. Rutledge (59) has been Chief Marketing Officer since February 2018. Prior thereto, she had been Executive Vice
President, Global Advertising & Media since February 2016 and Executive Vice President, Card Products & Benefits since
May 2013.
LAUREEN E. SEEGER -
Date of birth: October 25, 1961
Shares held: 47,408 shares Chief Legal Officer
Ms. Seeger (59) has been Chief Legal Officer since July 2014.
JENNIFER SKYLER -
Date of birth: March 6, 1976
Shares held: 1,595 shares Chief Corporate Affairs Officer
Ms. Skyler (45) has been Chief Corporate Affairs Officer since October 2019. Ms. Skyler joined American Express from
The We Company, where she had been Chief Communications Officer from January 2018 to September 2019. Prior
thereto, she had been Global Head of Public Affairs from January 2016 to January 2018.
STEPHEN J. SQUERI -
Date of birth: March 5, 1959 Member of the Board of Directors of the Company since 2018
Shares held: 207,285 shares Chairman and Chief Executive Officer
Mr. Squeri (62) has been Chairman and Chief Executive Officer since February 2018. Prior thereto, he had been Vice
Chairman since July 2015.
DANIEL L. VASELLA -
Date of birth: August 15, 1953
Shares held: 0 shares
Member of the Board of Directors of the Company since 2012
Dr. Vasella has been Honorary Chairman and Former Chairman and Chief Executive Officer of Novartis AG since 2013.
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アメリカン・エキスプレス・カンパニー(E05753)
外国会社訂正報告書
LISA WARDWELL -
Date of birth: September 17, 1969
Shares held: 0 shares Member of the Board of Directors of the Company since 2021
Ms. Wardwell (51) has been President and Chief Executive Officer of Adtalem Global Education, Inc., a provider of
workforce solutions and educational services, since 2016.
ANRÉ WILLIAMS -
Date of birth: August 7, 1965
Group President, Enterprises Services and Chief Executive
Shares held: 97,433 Officer, American Express National Bank
Mr. Williams (55) has been Group President, Enterprises Services and Chief Executive Officer, American Express National
Bank since April 2021. Prior thereto, he served as Group President, Global Merchant and Network Services from February
2018 to April 2021. Prior thereto, he had been President of Global Merchant Services and Loyalty since October 2015.
RONALD A. WILLIAMS -
Date of birth: November 11, 1949
Shares held: 59,125 shares Member of the Board of Directors of the Company since 2007
Mr. Williams (71) is Chairman and Chief Executive Officer of RW2 and has been Operating Advisor to Clayton, Dubilier
& Rice, LLC since 2011. Prior thereto, he was Chairman and Chief Executive Officer of Aetna, Inc.
CHRISTOPHE D. YOUNG -
Date of birth: January 14, 1972
Shares held: 0 shares Member of the Board of Directors of the Company since 2018
Mr. Young (49) has been Executive Vice President - Business Development of Microsoft since 2020. Prior thereto, he was
Chief Executive Officer of McAfee, LLC from 2017 to 2020 and Senior Vice President of Intel Corporation from 2014 to
2017.
（後略）
［提出書類］外国会社報告書の補足書類（３）
（訂正前）
第八号様式による有価証券報告書 左記事項に相当する
に記載すべき事項 外国会社報告書の記載事項
第一部【企業情報】
（中略）
第５ 【提出会社の状況】
（中略）
３【コーポレート・ガバナンスの状況等】
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EDINET提出書類
アメリカン・エキスプレス・カンパニー(E05753)
外国会社訂正報告書
p. 6-14, Our Director Nominees, Proxy
(2) 【役員の状況】
p. 85-86, Stock Ownership Information, Proxy
p. 7-8, Part I. Item 1. Information about our Executive
Officers, 10-K
但し、不記載事項（一部）あり。
（後略）
（訂正後）
第八号様式による有価証券報告書 左記事項に相当する
に記載すべき事項 外国会社報告書の記載事項
第一部【企業情報】
（中略）
第５ 【提出会社の状況】
（中略）
３【コーポレート・ガバナンスの状況等】
p. 6-14, Our Director Nominees, Proxy
(2) 【役員の状況】
p. 85-86, Stock Ownership Information, Proxy
但し、不記載事項（一部）あり。
（後略）
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