メドトロニック・パブリック・リミテッド・カンパニー 外国会社臨時報告書
提出書類 | 外国会社臨時報告書 |
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提出日 | |
提出者 | メドトロニック・パブリック・リミテッド・カンパニー |
カテゴリ | 外国会社臨時報告書 |
EDINET提出書類
メドトロニック・パブリック・リミテッド・カンパニー(E31543)
外国会社臨時報告書
【表紙】
【提出書類】 外国会社臨時報告書
【提出先】 関東財務局長
【提出日】 令和 5 年 1 月 20 日
【会社名】 メドトロニック・パブリック・リミテッド・カンパニー
(Medtronic Public Limited Company)
【代表者の役職氏名】 秘書役補佐
(Assistant Secretary)
マーサ・ハー
(Martha Ha)
【本店の所在の場所】 アイルランド共和国、ダブリン 2
ローワー・ハッチ・ストリート、ハッチ 20 番地
(20 on Hatch, Lower Hatch Street, Dublin 2, Ireland)
【代理人の氏名又は名称】 弁護士 柴 田 弘 典
【代理人の住所又は所在地】 東京都千代田区大手町一丁目 1 番 1 号 大手町パークビルディング
アンダーソン・毛利・友常法律事務所外国法共同事業
【電話番号】 03-6775-1039
【事務連絡者氏名】 弁護士 乙 黒 亮 祐
弁護士 大 山 豪 気
弁護士 松 本 健
【連絡場所】 東京都千代田区大手町一丁目 1 番 1 号 大手町パークビルディング
アンダーソン・毛利・友常法律事務所外国法共同事業
【電話番号】 03-6775-1240
03-6775-1439
03-6775-1678
【縦覧に供する場所】 該当事項なし。
(注)1.本書において別段の記載がある場合を除き、下記の用語は下記の意味を有するものとする。
「メドトロニック」または「当社」 メドトロニック・パブリック・リミテッド・カンパニーおよび(文
脈上必要とされる場合または許される場合)その子会社
2.本書において別段の記載がある場合を除き、「米ドル」はアメリカ合衆国の法定通貨を、「ユーロ」は欧州経済
通貨同盟に参加している欧州連合の加盟国の統一通貨を指すものとする。便宜上記載されている日本円への換算
は、本書において別段の記載がある場合を除き、 1米ドル= 131.01 円(株式 会社三菱UFJ銀行が発表した令和
5年 1月 4日現在の東京外国為替市場における対顧客電信直物売買相場の仲値)の為替レートにより計算されてい
る。
3.本書中の表で 計数 が四捨五入されている場合、合計は計数の総和と必ずしも一致しない。
Notes:
1.
Unless otherwise specified in this document, following terms will have the following meanings:
"Medtronic" or the "Company" : Medtronic Public Limited Company and, when the context so
requires or permits, includes its subsidiaries.
2.
Unless otherwise specified in this document, "$" means the official currency of the United States and "Euro"
means the single currency of those member states of the European Union participating in European economic and
monetary union from time to time. For the convenience of Japanese readers, conversion into Japanese yen has
been made, unless otherwise stated, at the exchange rate of $1 = 131.01 yen being the mean quotation in the
Tokyo foreign exchange market on January 4, 2023 for purchase and sale by telegraphic transfer vis-à-vis
customers by MUFG Bank, Ltd.
3.
Some of the figures in this document are rounded and, therefore, the total of such figures and the figures indicated
in the column for total do not necessarily match with each other.
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EDINET提出書類
メドトロニック・パブリック・リミテッド・カンパニー(E31543)
外国会社臨時報告書
1【提出理由】
当社は、当社の発行する新株予約権証券の本邦以外の地域における募集について、金融商品取引法第 24
条の 5 第 4 項及び第 15 項並びに企業内容等の開示に関する内閣府令第 19 条第 1 項及び第 2 項第 1 号の規定に基づ
き、以下のとおり本外国会社臨時報告書を提出する。
本募集は、当社及び当社の子会社の一定の従業員 ( 以下「適格従業員」という。)に対して当社の修正
改訂済 2014 年従業員株式購入制度(以下「本制度」という。)(購入期間: 2023 年 4 月 1 日から 2023 年 6 月 30
日まで)に従って付与される当社の記名式額面普通株式(以下「本株式」という。)を購入するオプショ
ン(以下「オプション」という。)に関するものである。本募集は、 2021 年 6 月 25 日付の当社取締役会によ
る決議に従って行われるものである。
2【報告内容】
2. MATTERS TO BE REPORTED
(1) Type and Name of Securities to be Issued :
Stock Acquisition Rights
(2) Number of Stock Acquisition Rights to be Issued:
7,862,275 options (Note 1)
(3) Issue Price:
$ 0 (0 yen )
(4) Aggregate Issue Price:
① Aggregate Issue Price of the S tock Acquisition Rights:
$ 0 (0 yen )
② Total Amount to be Paid upon Exercise of Stock Acquisition Rights
(Estimated Amount) :
$519,381,886.50 (68,044,220,950 yen) (Note 2)
(5) Kind and Terms of Shares to be Issued upon Exercise of Stock Acquisition Rights :
① Kind of Shares:
Medtronic Public Limited Company registered ordinary shares (par value $ 0.0001 per
share)
② Term s of Shares:
Holders of ordinary shares of the Company are entitled to one vote for each ordinary share
held of record, on all matters requiring a vote of the shareholders.
The Company's articles of association entitle the board of directors of the Company, without
shareholder approval, to determine the terms of the preferred shares issued by the Company.
Preferred shares may be preferred as to dividends, rights upon liquidation or voting in such
manner as the directors of the Company may resolve. The preferred shares may also be
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メドトロニック・パブリック・リミテッド・カンパニー(E31543)
外国会社臨時報告書
redeemable at the option of the holder of the preferred shares or at the option of the
Company, and may be convertible into or exchangeable for shares of any other class or
classes of the Company, depending on the terms of such preferred shares.
(6) Number of Shares to be Issued upon Exercise of Stock Acquisition Rights:
7,862,275 Shares (Note 1)
(7) Amount to be Paid upon Exercise of Stock Acquisition Rights:
$66.06 (8,655 yen) (Note 3)
(8) Exercise Period of Stock Acquisition Rights:
From: April 1, 2023
To: June 30, 2023
(9) Terms of Exercise of Stock Acquisition Rights:
Not applicable.
(10) Price of Shares to be Issued upon Exercise of Stock Acquisition Rights and the Amount to be
Accounted as Paid-in Capital upon such Issuance:
① Issue Price of Shares :
$66.06 (8,655 yen) (Note 3)
② Amount of the Paid-in Capital:
$ 0.0001 (0.01 yen)
(11) Matters relating to Transfer of Stock Acquisition Rights:
The Options cannot be transferred.
(12) Method of Issuance:
Allotment to Eligible Employees who elect to participate in the Plan.
(13) Name and Address of Underwriter:
Not applicable.
(14) Countries in which Offering will be Made:
Australia, Austria, Belgium, Brazil, Canada, China, Colombia, Croatia, Czech Republic,
Denmark, Dominican Republic, Finland, France, Germany, Greece, Hong Kong, Hungary,
India, Ireland, Israel, Italy, Kazakhstan, Korea, Latvia, Lebanon, Lithuania, Luxembourg,
Malaysia, Mexico, Netherlands, New Zealand, Norway, Panama, Peru, Poland, Portugal,
Puerto Rico, Saudi Arabia, Singapore, Slovakia, Slovenia, South Africa, Spain, Sweden,
Switzerland, Taiwan, Thailand, Turkey, United Arab Emirates, United Kingdom, United
States
(15) Total Amount of Proceeds of the Issuance of the Shares, Individual Purposes, Amounts and
Timing of Use of Proceeds for Each Purpose:
① Total Amount of Subscription Payment:
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EDINET提出書類
メドトロニック・パブリック・リミテッド・カンパニー(E31543)
外国会社臨時報告書
$519,381,886.50 (68,044,220,950 yen) (Note 2)
② Estimated Amount of Issue Expenses:
$0 (0 yen)
③ Net Proceeds:
$519,381,886.50 (68,044,220,950 yen)
④ Use of Proceeds:
All the net proceeds from the issuance of the Shares will be used for the general corporate
purpose of the Company; however, more detailed purposes, individual amounts to be used
for each purpose and the timing of use of the net proceeds are not determined at this time and
will be determined depending on the Company's business condition, etc.
(16) Date of Issuance:
June 30, 2023
(17) Name of Financial Instruments Exchanges on Which the Securities will be Listed:
Not applicable.
(18) Amount of Issued Share Capital (as of August 29, 2022):
$132,915.33 (17,413,237 yen)
(19) Number of Issued Shares (as of August 29, 2022):
① Ordinary Shares:
1,329,153,289 shares (par value $0.0001 per share)
② Preferred Shares:
0 shares (par value $0.20 per share)
③ A Preferred Shares:
0 shares (par value $1.00 per share)
④ Euro Deferred Shares:
0 shares (par value Euro 1.00 per share)
(Note 1) The number of stock acquisition rights and shares to be issued upon exercise of stock
acquisition rights are calculated on the assumption that all the Eligible Employees as of
the date hereof participate in the Plan, accumulate their payroll deductions to the
maximum extent permitted under the Plan for three months and use such funds to purchase
the Shares, and that the Shares will be issued at $66.06 per share. This per share price is
85% of the estimated closing price of a Share on the New York Stock Exchange on June
30, 2023, which for these purposes is assumed to be the same as the closing price of
$77.72 on December 30, 2022. The actual number of stock acquisition rights and shares
to be issued upon exercise of stock acquisition rights will be determined on June 30, 2023.
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メドトロニック・パブリック・リミテッド・カンパニー(E31543)
外国会社臨時報告書
(Note 2) Total amount to be paid upon exercise of stock acquisition rights and the total amount of
subscription payment are the estimate on the assumption that all the Eligible Employees as
of the date hereof participate in the Plan, accumulate their payroll deductions to the
maximum extent permitted under the Plan and use such funds to purchase the Shares, and
that the Shares will be issued at $66.06 per share, being 85% of the closing price of the
Shares on the New York Stock Exchange on December 30, 2022 ($77.72).
(Note 3) The amount to be paid upon exercise of stock acquisition rights and the price of shares to
be issued upon exercise of stock acquisition rights are the estimate based on the
assumption that the Shares will be issued at $66.06 per share, being 85% of the closing
price of the Shares on the New York Stock Exchange on December 30, 2022 ($77.72).
The actual amount to be paid upon exercise of stock acquisition rights and the price of
shares to be issued will be 85% of the fair market value of the Shares on June 30, 2023.
The term "fair market value of the Shares" is deemed to mean the closing price of the
Shares on the New York Stock Exchange on the date of determination.
以 上
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