メドトロニック・パブリック・リミテッド・カンパニー 外国会社臨時報告書
| 提出書類 | 外国会社臨時報告書 |
|---|---|
| 提出日 | |
| 提出者 | メドトロニック・パブリック・リミテッド・カンパニー |
| カテゴリ | 外国会社臨時報告書 |
EDINET提出書類
メドトロニック・パブリック・リミテッド・カンパニー(E31543)
外国会社臨時報告書
【表紙】
【提出書類】 外国会社臨時報告書
【提出先】 関東財務局長
【提出日】 令和2年7月21日
【会社名】 メドトロニック・パブリック・リミテッド・カンパニー
(Medtronic Public Limited Company)
【代表者の役職氏名】 秘書役補佐
(Assistant Secretary)
マーサ・ハー
(Martha Ha)
【本店の所在の場所】 アイルランド共和国、ダブリン2
ローワー・ハッチ・ストリート、ハッチ20番地
(20 on Hatch, Lower Hatch Street, Dublin 2, Ireland)
【代理人の氏名又は名称】 弁護士 柴 田 弘 典
【代理人の住所又は所在地】 東京都千代田区大手町一丁目1番1号 大手町パークビルディング
アンダーソン･毛利･友常法律事務所
【電話番号】 03-6775-1039
【事務連絡者氏名】 弁護士 乙 黒 亮 祐
弁護士 大 山 豪 気
弁護士 下 地 謙 史
【連絡場所】 東京都千代田区大手町一丁目1番1号 大手町パークビルディング
アンダーソン･毛利･友常法律事務所
【電話番号】 03-6775-1240
03-6775-1439
03-6775-1616
【縦覧に供する場所】 該当事項なし。
（注）１．本書において別段の記載がある場合を除き、下記の用語は下記の意味を有するものとする。
「メドトロニック」または「当社」 メドトロニック・パブリック・リミテッド・カンパニーおよび
（文脈上必要とされる場合または許される場合）その子会社
２．本書において別段の記載がある場合を除き、「ドル」または「米ドル」はアメリカ合衆国の法定通貨を指すものとす
る。便宜上記載されている日本円への換算は、本書において別段の記載がある場合を除き、1米ドル＝108.12円（株式 会
社三菱ＵＦＪ銀行が発表した令和2年7月1日現在の東京外国為替市場における対顧客電信直物売買相場の仲値）の為替
レートにより計算されている。
３．本書中の表で 計数 が四捨五入されている場合、合計は計数の総和と必ずしも一致しない。
Notes:
1.··········· Unless otherwise specified inthis document, following terms will have the following meanings:
"Medtronic" orthe "Company" : Medtronic Public Limited Company and, when the context sorequires or
permits, includes itssubsidiaries.
2.··········· Unless otherwise specified inthis document, "$" or"dollar" means the official currency ofthe United States. For the convenience
ofJapanese readers, conversion into Japanese yen has been made, unless otherwise stated, atthe exchange rate of$1=108.12
yen being the mean quotation inthe Tokyo foreign exchange market onJuly 1,2020 for purchase and sale bytelegraphic transfer
vis-à-vis customers byMUFG Bank, Ltd.
3.··········· Some ofthe figures inthis document are rounded and, therefore, the total ofsuch figures and the figures indicated inthe column for
total donot necessarily match with each other.
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EDINET提出書類
メドトロニック・パブリック・リミテッド・カンパニー(E31543)
外国会社臨時報告書
１【提出理由】
当社は、当社の発行する新株予約権証券の本邦以外の地域における募集について、金融商品取引法第24
条の5第4項及び第15項並びに企業内容等の開示に関する内閣府令第19条第1項及び第2項第1号の規定に基づ
き、以下のとおり本外国会社臨時報告書を提出する。
本募集は、当社及び当社の子会社の一定の従業員 （以下「適格従業員」という。）に対して当社の修正
改訂済2014年従業員株式購入制度（以下「本制度」という。）（購入期間：2020年10月1日から2020年12月
31日まで）に従って付与される当社の記名式額面普通株式（以下「本株式」という。）を購入するオプ
ション（以下「オプション」という。）に関するものである。本募集は、2015年1月22日付の当社取締役会
による決議に従って行われるものである。
２【報告内容】
(1) Type and Name of Securities to be Issued :
Stock Acquisition Rights
(2) Number of Stock Acquisition Rights to be Issued:
510,000 options (Note 1)
(3) Issue Price :
$0(0yen )
(4) Aggregate Issue Price:
① Aggregate Issue Price of the Stock Acquisition Rights:
$0(0yen )
② Total Amount to bePaid upon Exercise of Stock Acquisition Rights
(Estimated Amount) :
$39,754,500 (4,298,256,540 yen) (Note 2)
(5) Kind and Terms of Shares to be Issued upon Exercise of Stock Acquisition Rights :
① Kind of Shares:
Medtronic Public Limited Company registered ordinary shares (par value $0.0001 per
share)
② Term sof Shares:
Holders of ordinary shares of the Company are entitled to one vote for each ordinary share
held of record, on all matters requiring avote of the shareholders.
The Company's articles of association entitle the board of directors of the Company, without
shareholder approval, to determine the terms of the preferred shares issued by the Company.
Preferred shares may be preferred as to dividends, rights upon liquidation or voting in such
manner as the directors of the Company may resolve. The preferred shares may also be
redeemable at the option of the holder of the preferred shares or at the option of the
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EDINET提出書類
メドトロニック・パブリック・リミテッド・カンパニー(E31543)
外国会社臨時報告書
Company, and may be convertible into or exchangeable for shares of any other class or
classes of the Company, depending on the terms of such preferred shares.
(6) Number of Shares to beIssued upon Exercise of Stock Acquisition Rights :
510,000 Shares (Note 1)
(7) Amount to be Paid upon Exercise of Stock Acquisition Rights :
$77.95 (8,428 yen) (Note 3)
(8) Exercise Period of Stock Acquisition Rights :
From: October 1, 2020
To: December 31, 20 20
(9) Terms of Exercise of Stock Acquisition Rights :
Not applicable.
(10) Price of Shares to be Issued upon Exercise of Stock Acquisition Rights and the Amount to be
Accounted as Paid-in Capital upon such Issuance:
① Issue Price of Shares :
$77.95 (8,428 yen) (Note 3)
② Amount of the Paid-in Capital :
$0.0001 (0.01 yen)
(11) Matters relating to Transfer of Stock Acquisition Rights :
The Options cannot be transferred.
(12) Method of Issuance:
Allotment to Eligible Employees who elect to participate in the Plan .
(13) Name and Address of Underwriter :
Not applicable.
(14) Countries in which Offering will be Made:
Australia, Austria, Belgium, Brazil, Canada, China, Colombia, Croatia, Czech Republic,
Denmark, Dominican Republic, Finland, France, Germany, Greece, Hong Kong, Hungary,
India, Ireland, Israel, Italy, Kazakhstan, Korea, Latvia, Lebanon, Luxembourg, Malaysia,
Mexico, Netherlands, New Zealand, Norway, Panama, Peru, Poland, Portugal, Puerto Rico,
Saudi Arabia, Singapore, Slovakia, Slovenia, South Africa, Spain, Sweden, Switzerland,
Taiwan, Thailand, Turkey, United Arab Emirates, United Kingdom, United States
(15) Total Amount of Proceeds of the Issuance of the Shares, Individual Purposes, Amounts and
Timing of Use of Proceeds for Each Purpose:
① Total Amount of Subscription Payment:
$39,754,500 (4,298,256,540 yen) (Note 2)
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EDINET提出書類
メドトロニック・パブリック・リミテッド・カンパニー(E31543)
外国会社臨時報告書
② Estimated Amount of Issue Expenses:
$0 (0 yen)
③ Net Proceeds:
$39,754,500 (4,298,256,540 yen)
④ Use of Proceeds:
All the net proceeds from the issuance of the Shares will be used for the general corporate
purpose of the Company; however, more detailed purposes, individual amounts to be used
for each purpose and the timing of use of the net proceeds are not determined atthis time and
will be determined depending on the Company's business condition, etc.
(16) Date of Issuance :
December 31, 2020
(17) Name of Financial Instruments Exchanges on Which the Securities will be Listed:
Not applicable.
(18) Amount of Issued Share Capital (as of April 24, 2020):
$134,106.76 (14,499,623 yen)
(19) Number of Issued Shares (as of April 24, 2020):
① Ordinary Shares:
1,341,067,627 shares (par value $0. 0001 per share)
② Preferred Shares:
0shares (par value $0.20 per share)
③ A Preferred Shares:
1,872 shares (par value $1.00 per share)
④ Euro Deferred Shares:
0shares (par value Euro 1.00 per share)
(Note 1) The number of stock acquisition rights and shares to be issued upon exercise of stock
acquisition rights are calculated on the assumption that all the Eligible Employees as of
the date hereof participate in the Plan, accumulate their payroll deductions to the
maximum extent permitted under the Plan for three months and use such funds to purchase
the Shares, and that the Shares will be issued at $77.95 per share. This per share price is
85% of the estimated closing price of aShare on the New York Stock Exchange on
December 31 ,2020 ,which for these purposes is assumed to be the same as the closing
price of $91.70 on June 30 ,2020 . The actual number of stock acquisition rights and
shares to be issued upon exercise of stock acquisition rights will be determined on
December 31 ,2020 .
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EDINET提出書類
メドトロニック・パブリック・リミテッド・カンパニー(E31543)
外国会社臨時報告書
(Note 2) Total amount to be paid upon exercise of stock acquisition rights and the total amount of
subscription payment are the estimate on the assumption that all the Eligible Employees as
of the date hereof participate in the Plan, accumulate their payroll deductions to the
maximum extent permitted under the Plan and use such funds to purchase the Shares, and
that the Shares will be issued at $77.95 per share, being 85% of the closing price of the
Shares on the New York Stock Exchange on June 30 ,2020 ($91.70).
(Note 3) The amount to be paid upon exercise of stock acquisition rights and the price of shares to
be issued upon exercise of stock acquisition rights are the estimate based on the
assumption that the Shares will be issued at $77.95 per share, being 85% of the closing
price of the Shares on the New York Stock Exchange on June 30 ,2020 ($91.70). The
actual amount to be paid upon exercise of stock acquisition rights and the price of shares
to be issued will be 85% of the fair market value of the Shares on December 31 ,2020 .
The term "fair market value of the Shares" is deemed to mean the closing price of the
Shares on the New York Stock Exchange on the date of determination.
以 上
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